• 微博
  • 微信微信二维码

广东省人民政府首页  >  要闻动态  >  广东要闻

资管市场或迎来大变局

来源: 南方日报网络版     时间: 2019年07月21日 21:16:51
【字体:

U米登录平台直属招商客服QQ【908333061】最高返水100反9快,【在线开户网址um698.com】龙虎和龙虎1赔2.211合1赔9.95,定位胆1赔9.95腾讯5,10分欢乐生肖,,最高赔率,正规信誉大平台平台24h提供注册及登录。资管市场或迎来大变局

国乒连输日本三个00后丢两金!遭对手嘲讽:不让去乒超照样夺冠! 陈幸同一黑到底,击败丁宁,瑞典公开赛女单夺冠 一球封神!日本怪球手神来之笔全球爆红,国乒猛将惨成垫脚石 扬尼斯-阿德托昆博:新一代“天选之子”! 曼城帝星进球扛起球队的10连胜 他是瓜迪奥拉手下的新梅西 里皮你不要耿耿于怀,此人有实力入选国足! 西媒:皇马12轮有8场遭遇错判 这是有无形的手要迫害死他们 拼出一片天,申花1:0战胜上港!申花宣布与曹定等4大主力续约5年! 回望“入世”16年:金融业开放改变了啥? 强到让人绝望!又一韩国女神被中国梦之队打哭 恰纳卡莱跟队记者:朱婷攻防两端让人绝望 我们仅扮演送分童子 申花取胜一球队最不想看到 亚冠形势对华夏不利 奥斯卡禁区摔倒被判假摔 上港客场输球只因点球未判? 申花赛季最佳比赛,一个规律之下博阿斯难翻盘? 澳门GT杯莫他拿摘冠

(【规)(范)(资)(金)(池)(】金)(融)(机)(构)(应)(当)(做)(到)(每)(只)(资)(产)(管)(理)(产)(品)(的)(资)(金)(单)(独)(管)(理)(、单)(独)(建)(账)(、单)(独)(核)(算)(,不)(得)(开)(展)(或)(者)(参)(与)(具)(有)(滚)(动)(发)(行)(、集)(合)(运)(作)(、分)(离)(定)(价)(特)(征)(的)(资)(金)(池)(业)(务)(。
金)(融)(机)(构)(应)(当)(合)(理)(确)(定)(资)(产)(管)(理)(产)(品)(所)(投)(资)(资)(产)(的)(期)(限)(,加)(强)(对)(期)(限)(错)(配)(的)(流)(动)(性)(风)(险)(管)(理)(,金)(融)(监)(督)(管)(理)(部)(门)(应)(当)(制)(定)(流)(动)(性)(风)(险)(管)(理)(规)(定)(。
为)(降)(低)(期)(限)(错)(配)(风)(险)(,金)(融)(机)(构)(应)(当)(强)(化)(资)(产)(管)(理)(产)(品)(久)(期)(管)(理)(,封)(闭)(式)(资)(产)(管)(理)(产)(品)(最)(短)(期)(限)(不)(得)(低)(于)(90天)(。金)(融)(机)(构)(应)(当)(根)(据)(资)(产)(管)(理)(产)(品)(的)(期)(限)(设)(定)(不)(同)(的)(管)(理)(费)(率)(,产)(品)(期)(限)(越)(长)(,年)(化)(管)(理)(费)(率)(越)(低)(。
资)(产)(管)(理)(产)(品)(直)(接)(或)(者)(间)(接)(投)(资)(于)(非)(标)(准)(化)(债)(权)(类)(资)(产)(的)(,非)(标)(准)(化)(债)(权)(类)(资)(产)(的)(终)(止)(日)(不)(得)(晚)(于)(封)(闭)(式)(资)(产)(管)(理)(产)(品)(的)(到)(期)(日)(或)(者)(开)(放)(式)(资)(产)(管)(理)(产)(品)(的)(最)(近)(一)(次)(开)(放)(日)(。
资)(产)(管)(理)(产)(品)(直)(接)(或)(者)(间)(接)(投)(资)(于)(未)(上)(市)(企)(业)(股)(权)(及)(其)(受)((收)()益)(权)(的)(,应)(当)(为)(封)(闭)(式)(资)(产)(管)(理)(产)(品)(,并)(明)(确)(股)(权)(及)(其)(受)((收)()益)(权)(的)(退)(出)(安)(排)(。未)(上)(市)(企)(业)(股)(权)(及)(其)(受)((收)()益)(权)(的)(退)(出)(日)(不)(得)(晚)(于)(封)(闭)(式)(资)(产)(管)(理)(产)(品)(的)(到)(期)(日)(。
金)(融)(机)(构)(不)(得)(违)(反)(相)(关)(金)(融)(监)(督)(管)(理)(部)(门)(的)(规)(定)(,通)(过)(为)(单)(一)(项)(目)(融)(资)(设)(立)(多)(只)(资)(产)(管)(理)(产)(品)(的)(方)(式)(,变)(相)(突)(破)(投)(资)(人)(数)(限)(制)(或)(者)(其)(他)(监)(管)(要)(求)(。同)(一)(金)(融)(机)(构)(发)(行)(多)(只)(资)(产)(管)(理)(产)(品)(投)(资)(同)(一)(资)(产)(的)(,为)(防)(止)(同)(一)(资)(产)(发)(生)(风)(险)(波)(及)(多)(只)(资)(产)(管)(理)(产)(品)(,多)(只)(资)(产)(管)(理)(产)(品)(投)(资)(该)(资)(产)(的)(资)(金)(总)(规)(模)(合)(计)(不)(得)(超)(过)(300亿)(元)(。如)(果)(超)(出)(该)(限)(额)(,需)(经)(相)(关)(金)(融)(监)(督)(管)(理)(部)(门)(批)(准)(。
叁)(:消)(除)(多)(层)(嵌)(套)(和)(通)(道)(
新)(规)(对)(多)(层)(嵌)(套)(等)(业)(务)(有)(明)(确)(限)(制)(和)(约)(束)(。此)(前)(,受)(投)(资)(范)(围)(和)(信)(息)(披)(露)(等)(要)(求)(限)(制)(,嵌)(套)(常)(见)(于)(定)(向)(产)(品)(中)(,而)(伴)(随)(此)(次)(指)(导)(意)(见)(出)(台)(,这)(些)(嵌)(套)(活)(动)(都)(将)(被)(明)(确)(禁)(止)(。今)(年)(以)(来)(,有)(多)(位)(券)(商)(资)(管)(人)(士)(在)(接)(受)(采)(访)(时)(均)(表)(示)(,年)(内)(已)(经)(大)(幅)(减)(少)(甚)(至)(全)(面)(停)(止)(增)(量)(通)(道)(业)(务)(。事)(实)(上)(,当)(穿)(透)(监)(管)(不)(断)(收)(紧)(,规)(模)(红)(利)(的)(制)(度)(基)(础)(逐)(步)(消)(亡)(,去)(通)(道)(化)(的)(进)(程)(已)(经)(不)(可)(逆)(。
【消)(除)(多)(层)(嵌)(套)(和)(通)(道)(】金)(融)(机)(构)(不)(得)(为)(其)(他)(金)(融)(机)(构)(的)(资)(产)(管)(理)(产)(品)(提)(供)(规)(避)(投)(资)(范)(围)(、杠)(杆)(约)(束)(等)(监)(管)(要)(求)(的)(通)(道)(服)(务)(。
资)(产)(管)(理)(产)(品)(可)(以)(投)(资)(一)(层)(资)(产)(管)(理)(产)(品)(,但)(所)(投)(资)(的)(资)(产)(管)(理)(产)(品)(不)(得)(再)(投)(资)(其)(他)(资)(产)(管)(理)(产)(品)((公)(募)(证)(券)(投)(资)(基)(金)(除)(外)()。
金)(融)(机)(构)(将)(资)(产)(管)(理)(产)(品)(投)(资)(于)(其)(他)(机)(构)(发)(行)(的)(资)(产)(管)(理)(产)(品)(,从)(而)(将)(本)(机)(构)(的)(资)(产)(管)(理)(产)(品)(资)(金)(委)(托)(给)(其)(他)(机)(构)(进)(行)(投)(资)(的)(,该)(受)(托)(机)(构)(应)(当)(为)(具)(有)(专)(业)(投)(资)(能)(力)(和)(资)(质)(的)(受)(金)(融)(监)(督)(管)(理)(部)(门)(监)(管)(的)(金)(融)(机)(构)(,并)(切)(实)(履)(行)(主)(动)(管)(理)(职)(责)(,不)(得)(进)(行)(转)(委)(托)(,不)(得)(再)(投)(资)(其)(他)(资)(产)(管)(理)(产)(品)((公)(募)(证)(券)(投)(资)(基)(金)(除)(外)()。委)(托)(机)(构)(应)(当)(对)(受)(托)(机)(构)(开)(展)(尽)(职)(调)(查)(,实)(行)(名)(单)(制)(管)(理)(,明)(确)(规)(定)(受)(托)(机)(构)(的)(准)(入)(标)(准)(和)(程)(序)(、责)(任)(和)(义)(务)(、存)(续)(期)(管)(理)(、利)(益)(冲)(突)(防)(范)(机)(制)(、信)(息)(披)(露)(义)(务)(以)(及)(退)(出)(机)(制)(。委)(托)(机)(构)(不)(得)(因)(委)(托)(其)(他)(机)(构)(投)(资)(而)(免)(除)(自)(身)(应)(当)(承)(担)(的)(责)(任)(。
【消)(除)(多)(层)(嵌)(套)(和)(通)(道)(】金)(融)(机)(构)(不)(得)(为)(其)(他)(金)(融)(机)(构)(的)(资)(产)(管)(理)(产)(品)(提)(供)(规)(避)(投)(资)(范)(围)(、杠)(杆)(约)(束)(等)(监)(管)(要)(求)(的)(通)(道)(服)(务)(。
资)(产)(管)(理)(产)(品)(可)(以)(投)(资)(一)(层)(资)(产)(管)(理)(产)(品)(,但)(所)(投)(资)(的)(资)(产)(管)(理)(产)(品)(不)(得)(再)(投)(资)(其)(他)(资)(产)(管)(理)(产)(品)((公)(募)(证)(券)(投)(资)(基)(金)(除)(外)()。
金)(融)(机)(构)(将)(资)(产)(管)(理)(产)(品)(投)(资)(于)(其)(他)(机)(构)(发)(行)(的)(资)(产)(管)(理)(产)(品)(,从)(而)(将)(本)(机)(构)(的)(资)(产)(管)(理)(产)(品)(资)(金)(委)(托)(给)(其)(他)(机)(构)(进)(行)(投)(资)(的)(,该)(受)(托)(机)(构)(应)(当)(为)(具)(有)(专)(业)(投)(资)(能)(力)(和)(资)(质)(的)(受)(金)(融)(监)(督)(管)(理)(部)(门)(监)(管)(的)(金)(融)(机)(构)(,并)(切)(实)(履)(行)(主)(动)(管)(理)(职)(责)(,不)(得)(进)(行)(转)(委)(托)(,不)(得)(再)(投)(资)(其)(他)(资)(产)(管)(理)(产)(品)((公)(募)(证)(券)(投)(资)(基)(金)(除)(外)()。委)(托)(机)(构)(应)(当)(对)(受)(托)(机)(构)(开)(展)(尽)(职)(调)(查)(,实)(行)(名)(单)(制)(管)(理)(,明)(确)(规)(定)(受)(托)(机)(构)(的)(准)(入)(标)(准)(和)(程)(序)(、责)(任)(和)(义)(务)(、存)(续)(期)(管)(理)(、利)(益)(冲)(突)(防)(范)(机)(制)(、信)(息)(披)(露)(义)(务)(以)(及)(退)(出)(机)(制)(。委)(托)(机)(构)(不)(得)(因)(委)(托)(其)(他)(机)(构)(投)(资)(而)(免)(除)(自)(身)(应)(当)(承)(担)(的)(责)(任)(。
肆)(:打)(破)(刚)(性)(兑)(付)(
对)(于)(外)(界)(最)(关)(注)(的)(资)(管)(计)(划)(刚)(性)(兑)(付)(问)(题)(,指)(导)(意)(见)(指)(出)(,资)(产)(管)(理)(业)(务)(是)(金)(融)(机)(构)(的)(表)(外)(业)(务)(,金)(融)(机)(构)(开)(展)(资)(产)(管)(理)(业)(务)(时)(不)(得)(承)(诺)(保)(本)(保)(收)(益)(。出)(现)(兑)(付)(困)(难)(时)(,金)(融)(机)(构)(不)(得)(以)(任)(何)(形)(式)(垫)(资)(兑)(付)(。
那)(么)(依)(此)(来)(看)(,银)(行)(的)(非)(保)(本)(理)(财)(还)(能)(不)(能)(买)(?相)(关)(银)(行)(资)(管)(行)(业)(人)(士)(称)(,即)(使)(明)(确)(打)(破)(刚)(兑)(,对)(比)(来)(看)(,银)(行)(非)(保)(本)(理)(财)(依)(然)(是)(一)(种)(低)(风)(险)(的)(产)(品)(。也)(有)(专)(家)(表)(示)(,无)(论)(是)(保)(本)(还)(是)(非)(保)(本)(,银)(行)(在)(对)(接)(金)(融)(资)(产)(上)(,在)(风)(控)(能)(力)(等)(方)(面)(都)(拥)(有)(专)(业)(、丰)(富)(的)(经)(验)(。
【刚)(兑)(认)(定)(】经)(人)(民)(银)(行)(或)(者)(金)(融)(监)(督)(管)(理)(部)(门)(认)(定)(,存)(在)(以)(下)(行)(为)(的)(视)(为)(刚)(性)(兑)(付)(:
(一)()资)(产)(管)(理)(产)(品)(的)(发)(行)(人)(或)(者)(管)(理)(人)(违)(反)(公)(允)(价)(值)(确)(定)(净)(值)(原)(则)(对)(产)(品)(进)(行)(保)(本)(保)(收)(益)(。
(二)()采)(取)(滚)(动)(发)(行)(等)(方)(式)(使)(得)(资)(产)(管)(理)(产)(品)(的)(本)(金)(、收)(益)(、风)(险)(在)(不)(同)(投)(资)(者)(之)(间)(发)(生)(转)(移)(,实)(现)(产)(品)(保)(本)(保)(收)(益)(。
(三)()资)(产)(管)(理)(产)(品)(不)(能)(如)(期)(兑)(付)(或)(者)(兑)(付)(困)(难)(时)(,发)(行)(或)(者)(管)(理)(该)(产)(品)(的)(金)(融)(机)(构)(自)(行)(筹)(集)(资)(金)(偿)(付)(或)(者)(委)(托)(其)(他)(金)(融)(机)(构)(代)(为)(偿)(付)(。
(四)()人)(民)(银)(行)(和)(金)(融)(监)(督)(管)(理)(部)(门)(共)(同)(认)(定)(的)(其)(他)(情)(形)(。
【刚)(兑)(认)(定)(】经)(人)(民)(银)(行)(或)(者)(金)(融)(监)(督)(管)(理)(部)(门)(认)(定)(,存)(在)(以)(下)(行)(为)(的)(视)(为)(刚)(性)(兑)(付)(:
(一)()资)(产)(管)(理)(产)(品)(的)(发)(行)(人)(或)(者)(管)(理)(人)(违)(反)(公)(允)(价)(值)(确)(定)(净)(值)(原)(则)(对)(产)(品)(进)(行)(保)(本)(保)(收)(益)(。
(二)()采)(取)(滚)(动)(发)(行)(等)(方)(式)(使)(得)(资)(产)(管)(理)(产)(品)(的)(本)(金)(、收)(益)(、风)(险)(在)(不)(同)(投)(资)(者)(之)(间)(发)(生)(转)(移)(,实)(现)(产)(品)(保)(本)(保)(收)(益)(。
(三)()资)(产)(管)(理)(产)(品)(不)(能)(如)(期)(兑)(付)(或)(者)(兑)(付)(困)(难)(时)(,发)(行)(或)(者)(管)(理)(该)(产)(品)(的)(金)(融)(机)(构)(自)(行)(筹)(集)(资)(金)(偿)(付)(或)(者)(委)(托)(其)(他)(金)(融)(机)(构)(代)(为)(偿)(付)(。
(四)()人)(民)(银)(行)(和)(金)(融)(监)(督)(管)(理)(部)(门)(共)(同)(认)(定)(的)(其)(他)(情)(形)(。
【分)(类)(惩)(处)(】经)(认)(定)(存)(在)(刚)(性)(兑)(付)(行)(为)(的)(,区)(分)(以)(下)(两)(类)(机)(构)(加)(强)(惩)(处)(:
(一)()存)(款)(类)(金)(融)(机)(构)(发)(生)(刚)(性)(兑)(付)(的)(,认)(定)(为)(利)(用)(具)(有)(存)(款)(本)(质)(特)(征)(的)(资)(产)(管)(理)(产)(品)(进)(行)(监)(管)(套)(利)(,由)(银)(监)(会)(和)(人)(民)(银)(行)(按)(照)(存)(款)(业)(务)(予)(以)(规)(范)(,足)(额)(补)(缴)(存)(款)(准)(备)(金)(和)(存)(款)(保)(险)(基)(金)(,并)(予)(以)(适)(当)(处)(罚)(。
(二)()非)(存)(款)(类)(持)(牌)(金)(融)(机)(构)(发)(生)(刚)(性)(兑)(付)(的)(,认)(定)(为)(违)(规)(经)(营)(、超)(范)(围)(经)(营)(,由)(相)(关)(金)(融)(监)(督)(管)(理)(部)(门)(进)(行)(纠)(正)(,并)(实)(施)(罚)(款)(等)(行)(政)(处)(罚)(。未)(予)(纠)(正)(和)(罚)(款)(的)(由)(人)(民)(银)(行)(纠)(正)(并)(追)(缴)(罚)(款)(,具)(体)(标)(准)(由)(人)(民)(银)(行)(制)(定)(,最)(低)(标)(准)(为)(漏)(缴)(的)(存)(款)(准)(备)(金)(以)(及)(存)(款)(保)(险)(基)(金)(相)(应)(的)(2倍)(利)(益)(对)(价)(。
【分)(类)(惩)(处)(】经)(认)(定)(存)(在)(刚)(性)(兑)(付)(行)(为)(的)(,区)(分)(以)(下)(两)(类)(机)(构)(加)(强)(惩)(处)(:
(一)()存)(款)(类)(金)(融)(机)(构)(发)(生)(刚)(性)(兑)(付)(的)(,认)(定)(为)(利)(用)(具)(有)(存)(款)(本)(质)(特)(征)(的)(资)(产)(管)(理)(产)(品)(进)(行)(监)(管)(套)(利)(,由)(银)(监)(会)(和)(人)(民)(银)(行)(按)(照)(存)(款)(业)(务)(予)(以)(规)(范)(,足)(额)(补)(缴)(存)(款)(准)(备)(金)(和)(存)(款)(保)(险)(基)(金)(,并)(予)(以)(适)(当)(处)(罚)(。
(二)()非)(存)(款)(类)(持)(牌)(金)(融)(机)(构)(发)(生)(刚)(性)(兑)(付)(的)(,认)(定)(为)(违)(规)(经)(营)(、超)(范)(围)(经)(营)(,由)(相)(关)(金)(融)(监)(督)(管)(理)(部)(门)(进)(行)(纠)(正)(,并)(实)(施)(罚)(款)(等)(行)(政)(处)(罚)(。未)(予)(纠)(正)(和)(罚)(款)(的)(由)(人)(民)(银)(行)(纠)(正)(并)(追)(缴)(罚)(款)(,具)(体)(标)(准)(由)(人)(民)(银)(行)(制)(定)(,最)(低)(标)(准)(为)(漏)(缴)(的)(存)(款)(准)(备)(金)(以)(及)(存)(款)(保)(险)(基)(金)(相)(应)(的)(2倍)(利)(益)(对)(价)(。返)(回)(搜)(狐)(,查)(看)(更)(多)(
责)(任)(编)(辑)(:
)


相关文章

版权所有:南方新闻网 粤ICP备05070829 网站标识码4400000131
主办:南方新闻网 协办:广东省经济和信息化委员会 承办:南方新闻网
建议使用1024×768分辨率 IE7.0以上版本浏览器

Notice: Undefined variable: data in E:\php_web\test_shop\includes\lib_base.php on line 1268

Warning: require(E:/php_web/test_shop/languages//common.php) [function.require]: failed to open stream: No such file or directory in E:\php_web\test_shop\includes\init.php on line 121

Fatal error: require() [function.require]: Failed opening required 'E:/php_web/test_shop/languages//common.php' (include_path='.;E:/php_web/test_shop/') in E:\php_web\test_shop\includes\init.php on line 121